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ISO-IEC-27001-Lead-Auditor Latest Exam Notes - New Study ISO-IEC-27001-Lead-Auditor Questions
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To be eligible for the PECB ISO-IEC-27001-Lead-Auditor Exam, candidates must have a minimum of five years of experience in information security management, with at least two years of experience in auditing. Additionally, candidates must have completed a PECB-recognized lead auditor training course or have equivalent knowledge. ISO-IEC-27001-Lead-Auditor exam consists of two parts: a written exam and a practical exam. The written exam is a three-hour closed-book exam consisting of 150 multiple-choice questions, while the practical exam is a two-hour closed-book exam consisting of four case studies that require candidates to apply their knowledge and skills in leading an ISMS audit team.
PECB Certified ISO/IEC 27001 Lead Auditor exam Sample Questions (Q140-Q145):
NEW QUESTION # 140
Scenario 1: Fintive is a distinguished security provider for online payments and protection solutions. Founded in 1999 by Thomas Fin in San Jose, California, Fintive offers services to companies that operate online and want to improve their information security, prevent fraud, and protect user information such as PII. Fintive centers its decision-making and operating process based on previous cases. They gather customer data, classify them depending on the case, and analyze them. The company needed a large number of employees to be able to conduct such complex analyses. After some years, however, the technology that assists in conducting such analyses advanced as well. Now, Fintive is planning on using a modern tool, a chatbot, to achieve pattern analyses toward preventing fraud in real-time. This tool would also be used to assist in improving customer service.
This initial idea was communicated to the software development team, who supported it and were assigned to work on this project. They began integrating the chatbot on their existing system. In addition, the team set an objective regarding the chatbot which was to answer 85% of all chat queries.
After the successful integration of the chatbot, the company immediately released it to their customers for use.
The chatbot, however, appeared to have some issues.
Due to insufficient testing and lack of samples provided to the chatbot during the training phase, in which it was supposed "to learn" the queries pattern, the chatbot failed to address user queries and provide the right answers. Furthermore, the chatbot sent random files to users when it received invalid inputs such as odd patterns of dots and special characters. Therefore, the chatbot was unable to properly answer customer queries and the traditional customer support was overwhelmed with chat queries and thus was unable to help customers with their requests.
Consequently, Fintive established a software development policy. This policy specified that whether the software is developed in-house or outsourced, it will undergo a black box testing prior to its implementation on operational systems.
According to scenario 1, the chatbot sent random files to users when it received invalid inputs. What impact might that lead to?
- A. Loss of reputation
- B. Leak of confidential information
- C. Inability to provide service
Answer: A
NEW QUESTION # 141
The following are the guidelines to protect your password, except:
- A. Change a temporary password on first log-on
- B. For easy recall, use the same password for company and personal accounts
- C. Don't use the same password for various company system security access
- D. Do not share passwords with anyone
Answer: B,D
NEW QUESTION # 142
CEO sends a mail giving his views on the status of the company and the company's future strategy and the CEO's vision and the employee's part in it. The mail should be classified as
- A. Internal Mail
- B. Confidential Mail
- C. Restricted Mail
- D. Public Mail
Answer: A
Explanation:
Explanation
The mail sent by the CEO giving his views on the status of the company and the company's future strategy and the CEO's vision and the employee's part in it should be classified as internal mail. Internal mail is a type of classification that indicates that the information is intended for internal use only, and should not be disclosed to external parties without authorization. The mail sent by the CEO contains information that is relevant and important for the employees of the company, but may not be suitable for public disclosure, as it may contain sensitive or confidential information about the company's performance, goals, or plans. References: : CQI & IRCA ISO 27001:2022 Lead Auditor Course Handbook, page 34. : CQI & IRCA ISO 27001:2022 Lead Auditor Course Handbook, page 37. : [ISO/IEC 27001 LEAD AUDITOR - PECB], page 14.
NEW QUESTION # 143
The data centre at which you work is currently seeking ISO/IEC27001:2022 certification. In preparation for your initial certification visit, several internal audits have been carried out by a colleague working at another data centre within your Group. They secured their own ISO/IEC 27001:2022 certificate earlier in the year.
You have just qualified as an Internal ISMS auditor and your manager has asked you to review the audit process and audit findings as a final check before the external Certification Body arrives.
Which four of the following would cause you concern in respect of conformity to ISO/IEC 27001:2022 requirements?
- A. The audit programme does not take into account the relative importance of information security processes.
- B. Audit reports are not held in hardcopy (i.e. on paper). They are only stored as *. PDF documents on the organisation's intranet.
- C. The audit programme does not take into account the results of previous audits.
- D. The audit programme has not been signed as 'approved by Top Management.
- E. The audit programme does not reference audit methods or audit responsibilities.
- F. The audit process states the results of audits will be made available to 'relevant' managers, not top management.
- G. Although the scope for each internal audit has been defined, there are no audit criteria defined for the audits carried out to date.
- H. The audit programme shows management reviews taking place at irregular intervals during the year.
Answer: A,C,E,G
NEW QUESTION # 144
Select two options that describe an advantage of using a checklist.
- A. Ensuring relevant audit trails are followed
- B. Ensuring the audit plan is implemented
- C. Reducing audit duration
- D. Not varying from the checklist when necessary
- E. Restricting interviews to nominated parties
- F. Using the same checklist for every audit without review
Answer: A,B
Explanation:
A checklist is a tool that helps auditors to collect and verify information relevant to the audit objectives and scope. It can provide the following advantages:
* Ensuring relevant audit trails are followed: A checklist can help auditors to identify and trace the sources of evidence that support the conformity or nonconformity of the audited criteria. It can also help auditors to avoid missing or overlooking any important aspects of the audit.
* Ensuring the audit plan is implemented: A checklist can help auditors to follow and fulfil the audit plan, which describes the arrangements and details of the audit, such as the objectives, scope, criteria, schedule, roles, and responsibilities. It can also help auditors to manage their time and resources effectively and efficiently.
The other options are not advantages of using a checklist, but rather:
* Using the same checklist for every audit without review: This is a disadvantage of using a checklist, as it can lead to a rigid and ineffective audit approach. A checklist should be tailored and adapted to each specific audit, taking into account the context, risks, and changes of the auditee and the audit criteria. A checklist should also be reviewed and updated periodically to ensure its validity and relevance.
* Restricting interviews to nominated parties: This is a disadvantage of using a checklist, as it can limit the scope and depth of the audit. A checklist should not prevent auditors from interviewing other relevant parties or sources of information that may provide valuable evidence or insights for the audit.
A checklist should be used as a guide, not as a constraint.
* Reducing audit duration: This is not necessarily an advantage of using a checklist, as it depends on various factors, such as the complexity, size, and maturity of the auditee's ISMS, the availability and quality of evidence, the competence and experience of the auditors, and the level of cooperation and communication between the auditors and the auditee. A checklist may help reduce audit duration by improving efficiency and organization, but it may also increase audit duration by requiring more evidence or verification.
* Not varying from the checklist when necessary: This is a disadvantage of using a checklist, as it can result in a superficial or incomplete audit. A checklist should not prevent auditors from exploring or investigating any issues or concerns that arise during the audit, even if they are not included in the checklist. A checklist should be used as a support, not as a substitute.
References:
* ISO/IEC 27001:2022 Lead Auditor (Information Security Management Systems) objectives and content from Quality.org and PECB
* ISO 19011:2018 Guidelines for auditing management systems [Section 6.2.2]
NEW QUESTION # 145
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